CIOReview
CIOReview | | 5 MAY 2023CXO INSIGHTSColin Kinney, Senior Vice President, Global Chief Compliance Officer,Virtus Investment PartnersPRIORITIZING RECORD-KEEPING AND MOCK EXAMS TO ENSURE COMPLIANCE23Rolando E. Ardon, MB, Director, Quality and Regulatory Compliance,UFP Technologies, IncADOPTING eQMS­THE NEXT GENERATION OF QUALITY32Jeff Stonerock,CPA, PartnerClarus Partners16Mark Galvin, President and CEOTALON22Edward Katzin,Founder & CEOKompliant19Alex Hesterberg, Chief Executive OfficerSuperna20Andrew MacKay, Chief Technology and Strategy Officer 20 MOST PROMISINGSOLUTIONS PROVIDERS - 2023COMPLIANCE TECHNOLOGY FEATURED COMPANIESKevin M. Gleason, Head of Fund Compliance, Chief Compliance Officer MainStay Funds, Chief Compliance Officer IndexIQ ETFs, New York Life Investment ManagementINDEX INVESTING ISN'T JUST ABOUT BEING PASSIVE ANYMORE17PG - 26TOP 10 COMPLIANCE LEADERS - 2023COMPLIANCELEADERSScott Knupfer,Vice President of Go To MarketTrustero25Phil Liu,Founder and CEO
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